1.2 DIGITAL BROKERAGE SERVICES LLC 2023 01 2023-04-07T08:58:00Z 2023 01 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 33.33 33.33 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] G1 Execution Services, LLC ETMM 33.33 33.33 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Jane Street Capital, LLC JNST 33.33 33.33 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 35.80 35.85 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] VIRTU Americas, LLC NITE 29.59 29.63 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] G1 Execution Services, LLC ETMM 24.17 24.21 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Jane Street Capital, LLC JNST 7.93 7.94 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Two Sigma Securities, LLC SOHO 1.32 1.32 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] StoneX Financial INC. INTL 0.79 0.79 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] UBS Securities, LLC UBSS 0.26 0.26 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] National Financial Services LLC XSTM 0.13 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] 0.00 0.00 0.00 0.00 0.00 2023 02 100.00 100.00 0.00 0.00 0.00 VIRTU Americas, LLC NITE 75.00 75.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] UBS Securities, LLC UBSS 25.00 25.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 35.47 35.58 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] VIRTU Americas, LLC NITE 26.90 26.99 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] G1 Execution Services, LLC ETMM 24.50 24.58 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Jane Street Capital, LLC JNST 9.85 9.88 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Two Sigma Securities, LLC SOHO 1.20 1.20 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] StoneX Financial INC. INTL 1.04 1.04 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] UBS Securities, LLC UBSS 0.72 0.72 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] National Financial Services LLC XSTM 0.24 0.00 0.00 0.00 75.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Instinet BlockCross BLKX 0.08 0.00 0.00 0.00 25.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] 0.00 0.00 0.00 0.00 0.00 2023 03 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 40.00 40.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] G1 Execution Services, LLC ETMM 40.00 40.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] VIRTU Americas, LLC NITE 20.00 20.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] 100.00 100.00 0.00 0.00 0.00 Citadel Securities LLC CDRG 33.50 33.68 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] VIRTU Americas, LLC NITE 31.45 31.62 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] G1 Execution Services, LLC ETMM 22.39 22.51 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Jane Street Capital, LLC JNST 9.66 9.71 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] Two Sigma Securities, LLC SOHO 1.20 1.20 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] StoneX Financial INC. INTL 0.77 0.77 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] UBS Securities, LLC UBSS 0.51 0.52 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] National Financial Services LLC XSTM 0.51 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [DBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types; * Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue; * Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point] 0.00 0.00 0.00 0.00 0.00